The RIA’s Compliance Solution Book: Answers for the Critical Questions

The RIA’s Compliance Solution Book: Answers for the Critical Questions
定價：2800 元
NT $ 2,800
  • 作者：Demby，Elayne Robertson
  • 出版社：Baker & Taylor Books
  • 出版日期：2006-06-09
  • 語言：英文
  • ISBN10：1576601927
  • ISBN13：9781576601921
  • 裝訂：精裝 / 368頁 / 2.5 x 16.5 x 24.1 cm / 普通級
 

內容簡介

'A handbook for registered investment advisers that not only explains how regulations affect their firms, but also provides step by step directions on what they need to do to comply with them'--Provided by publisher.
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